Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Ramsey is a financial advisor with Valic Financial Advisors, Inc. based in Houston, Texas. James has been in the industry since December 28, 1993. James specializes in providing financial planning and portfolio management services to individuals and high net worth individuals. James also recommends wrap accounts to clients. James is registered as a broker-dealer and investment advisor in 51 states and the District of Columbia. James has been registered with Valic Financial Advisors, Inc. since November 20, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/07/2024 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
TX
11/20/2012 - 05/12/2023
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
10/13/2014 - 08/27/2015
SAGEPOINT FINANCIAL, INC. (Houston TX)
TX
01/04/2012 - 06/08/2012
ESPOSITO SECURITIES, LLC (DALLAS TX)
TX
06/17/2010 - 01/03/2012
STONEGATE SECURITIES, INC. (DALLAS TX)
NY
05/14/2009 - 09/15/2009
ANDREW GARRETT INC. (NEW YORK NY)
CA
03/14/2005 - 05/14/2009
NEXCORE CAPITAL, INC. (SAN DIEGO CA)
TX
11/24/1998 - 07/19/1999
SERVICE ASSET MANAGEMENT COMPANY (DALLAS TX)
TX
10/29/1996 - 07/09/1998
HARRIS WEBB & GARRISON, INC. (HOUSTON TX)
MA
09/12/1995 - 10/31/1995
DELTA EQUITY SERVICES CORPORATION (BOLTON MA)
TX
05/11/1994 - 09/22/1995
WILLIAMS MACKAY JORDAN & CO., INCORPORATED (HOUSTON TX)
NY
08/25/1989 - 01/24/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/22/1986 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
07/26/1984 - 08/19/1985
DEAN WITTER REYNOLDS INC.
BOTH
Issued 12/03/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/11/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/24/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/13/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/15/2010
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/17/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1987
Series 5 - Interest Rate Options Examination
BC
Issued 07/29/1987
Series 15 - Foreign Currency Options Examination
BC
Issued 06/09/1987
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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