Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Parlitsis is an investment professional with over 13 years of experience in the financial services industry. James is a registered representative of Rockefeller Financial LLC. James has a strong background in investment banking, research, and portfolio management. Previously James worked at Deutsche Bank Securities, Credit Suisse Securities, Mizuho Securities USA, and RBS Securities. James holds FINRA Series 7, 63, 79, 86, and 87 licenses. James is a member of the New York Stock Exchange. James has a strong commitment to providing clients with personalized investment advice and wealth management solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/13/2024 - Present
Rockefeller Financial LLC (New York NY)
NY
10/13/2017 - 04/30/2024
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/07/2015 - 09/18/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/24/2015 - 07/07/2015
MIZUHO SECURITIES USA INC. (NEW YORK NY)
CT
06/15/2010 - 04/16/2015
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 06/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/22/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/11/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/24/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Parlitsis is the right advisor for you? Invested Better is here to help.
