Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Mitchell is a financial advisor with over 15 years of experience in the financial services industry. James currently works for Wells Fargo Clearing Services, LLC, where he has been employed since November 2019. Previously, James worked for Scottrade, Inc. and Edward Jones. James is registered to provide financial advice in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/27/2019 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
09/28/2006 - 04/02/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
01/12/2006 - 09/05/2006
EDWARD JONES (ST LOUIS MO)
BC
Issued 01/18/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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