Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Longe is a financial advisor with over 30 years of experience in the industry. James is currently registered with LPL Financial LLC in Wisconsin and Texas. James has also held previous positions at Securities Service Network, Inc., J.P. Morgan Securities LLC, Chase Investment Services Corp., M&I Financial Advisors, Inc, LINSCO/PRIVATE LEDGER CORP., U.S. BANCORP INVESTMENTS, INC., MetLife Securities Inc., and Metropolitan Life Insurance Company. James is also a registered Investment Advisor in Texas and Wisconsin. James has a strong background in financial planning, portfolio management, and investment advisory services. James holds the Series 6, 7, 63, and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
01/08/2015 - Present
LPL Financial LLC (NEW BERLIN WI)
WI
02/27/2014 - 12/15/2014
SECURITIES SERVICE NETWORK, INC. (BROOKFIELD WI)
WI
10/01/2012 - 02/28/2014
J.P. MORGAN SECURITIES LLC (NEW BERLIN WI)
WI
07/08/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BROOKFIELD WI)
WI
07/12/2007 - 07/01/2010
M&I FINANCIAL ADVISORS, INC (MUSKEGO WI)
WI
09/09/2005 - 07/16/2007
LINSCO/PRIVATE LEDGER CORP. (GREENDALE WI)
MN
04/16/2002 - 06/17/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MA
07/18/1986 - 04/29/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/18/1986 - 04/29/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 11/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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