Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Larkin is an investment advisor representative with Valic Financial Advisors, Inc. James has been working in the securities industry since September 4, 2007. James is registered with the Securities and Exchange Commission (SEC) and is licensed to provide investment advice in 51 states and the District of Columbia. James is a Series 6, 7, 24, 26, 51 and 63 licensed advisor. James has passed the Series 65 examination and is also a registered Investment Advisor Representative. James specializes in providing financial planning, portfolio management for individuals, and selecting other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
01/30/2008 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
IA
Issued 01/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2017
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/08/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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