Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lang is a financial advisor with Independent Financial Group, LLC. James has over 20 years of experience in the financial services industry. James has been registered with the Securities and Exchange Commission (SEC) as an investment advisor representative since 1999. James is also a licensed attorney, and he uses his legal expertise to provide comprehensive financial planning services to individuals, families, and businesses. James is committed to helping clients achieve their financial goals. His services include financial planning, investment management, retirement planning, and estate planning. James is a member of the National Association of Personal Financial Advisors (NAPFA) and is committed to providing ethical and objective financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/09/2020 - Present
Independent Financial Group, LLC (WESTLAKE VILLAGE CA)
CA
05/07/2002 - 07/27/2020
LPL FINANCIAL LLC (WESTLAKE VILLAGE CA)
NY
10/01/1998 - 06/05/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
10/01/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
11/06/1997 - 10/01/1998
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 07/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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