Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Hitchcock is a financial advisor with Raymond James & Associates, Inc. located in Newport Beach, California. James has over 36 years of experience in the financial services industry, specializing in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions. James is registered with the state of California as both a Broker-Dealer and Investment Advisor, and holds both Series 63 and 65 licenses. James has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/17/2009 - Present
Raymond James & Associates, Inc. (NEWPORT BEACH CA)
CA
01/03/2003 - 04/23/2009
OPPENHEIMER & CO. INC. (NEWPORT BEACH CA)
NY
01/02/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/22/1995 - 01/10/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
11/15/1999 - 11/17/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NJ
06/17/1991 - 08/17/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
06/20/1988 - 06/20/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
10/24/1986 - 06/20/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
07/23/1987 - 06/15/1988
CROWELL, WEEDON & CO.
IA
Issued 11/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Hitchcock is the right advisor for you? Invested Better is here to help.
