Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gothers has been in the financial services industry since May 5, 1999. James is currently registered as a Registered Representative (RR) and Investment Adviser Representative (IAR) with J.P. Morgan Securities LLC. James is a Series 6, 7, 24, 63, and 65 licensed professional. James has experience working with high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, charitable organizations, and insurance companies. James has a strong understanding of the financial markets and a commitment to providing personalized investment advice to clients. Previously James worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Hartford Equity Sales Company Inc., The Lincoln National Life Insurance Company, Lincoln Financial Advisors Corporation, and Cigna Financial Advisors, Inc. James is a strong advocate for client education and believes in building long-term relationships with clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
01/24/2025 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
CT
08/31/2004 - 11/09/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HARTFORD CT)
CT
02/09/2000 - 09/17/2004
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
IN
11/24/1998 - 01/14/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IN
06/01/1998 - 01/14/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
PA
02/03/1998 - 06/01/1998
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 11/14/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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