Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gervasi is a financial advisor at Alps Portfolio Solutions Distributor, Inc. James has been in the financial services industry since 1997. James has a strong background in securities and investment products. James is registered with FINRA and holds Series 6, 7 and 63 licenses. James is also registered to sell securities in 51 states. James is committed to providing excellent service to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
03/14/2019 - Present
Alps Portfolio Solutions Distributor, Inc. (DENVER CO)
CO
01/03/2019 - 03/14/2019
ALPS DISTRIBUTORS, INC. (DENVER CO)
MA
01/02/2014 - 12/31/2018
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (Hingham MA)
CO
02/20/2007 - 12/31/2013
ALPS DISTRIBUTORS, INC. (DENVER CO)
MA
02/14/2000 - 01/03/2007
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
05/01/1997 - 02/16/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
03/31/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 02/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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