Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Frazier has been a financial professional for over 35 years, beginning his career in 1984 with Mutual Benefit Financial Service Company. James joined Principal Securities, Inc. in 2010 and has been a registered Investment Advisor Representative with the firm ever since. James holds Series 6, 22, and 63 securities licenses, as well as the SIE. James is also a Chartered Financial Consultant and has been recognized by Principal Financial Group for his dedication to client service. James is licensed to offer securities advice in Colorado, Florida, Georgia, Illinois, Indiana, Michigan, Texas, and is also registered as an Investment Advisor Representative in Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MI
03/25/2010 - Present
Principal Securities, Inc. (MANISTEE MI)
NA
08/06/1984 - 09/17/1991
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 08/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/03/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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