Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Daniel Ferland is a Financial Advisor registered with Fidelity Brokerage Services LLC in Durham, North Carolina. James has been working in the financial services industry since February 15, 2011. James holds Series 63, 7, 9, 10, and 24 licenses. James is also registered to conduct business in Massachusetts, North Carolina, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/05/2022 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
CO
01/19/2021 - 04/19/2022
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
MO
02/16/2011 - 01/21/2021
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 03/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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