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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Miller is a financial advisor with over 37 years of experience in the industry. James is currently registered with Cambridge Investment Research Advisors, Inc. and is located in Beaumont, TX. James holds Series 7, 8, 24, 31, 63, 65, 99TO and SIE licenses. James is also a Registered Investment Advisor in Texas. James is a Registered Principal and a Financial Advisor in Beaumont, Texas for Cambridge Investment Research, Inc. In addition to his work as a financial advisor, James is also an Independent Insurance Agent for various Independent Insurance Companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
09/13/2006 - Present
Cambridge Investment Research Advisors, Inc. (BEAUMONT TX)
TX
11/14/2001 - 09/06/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (BEAUMONT TX)
MO
12/12/2000 - 11/21/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
10/13/1997 - 04/01/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
04/01/1992 - 12/31/1996
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NJ
01/01/1991 - 03/13/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/12/1988 - 01/01/1991
ROTAN MOSLE INC.
NA
06/22/1983 - 08/18/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 01/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/19/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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