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James Dana Baer

Uhlmann Investment Management, LLC

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About James Dana Baer

James Dana Baer is an Investment Advisor Representative associated with Uhlmann Investment Management, LLC. James has been in the securities industry for 23 years and is licensed in 51 states. James specializes in portfolio management for individuals and the selection of other advisors.

Firm Information

James Baer is currently registered with Uhlmann Investment Management, LLC. Uhlmann Investment Management, LLC is an investment advisor registered with the SEC and based in Skokie, Illinois. The firm manages approximately $237 million in assets for a variety of clients, including high-net-worth individuals, corporations, charitable organizations, pension plans, and individuals other than high-net-worth. They provide portfolio management services for both individuals and businesses and also offer selection of other advisors. The firm has 6 licensed agents and 9 investment advisor representatives.
Uhlmann Investment Management, LLC

5202 OLD ORCHARD ROAD

SKOKIE, IL 60077

$237.14M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Baer’s Registration & Firm History

IL

10/21/2021 - Present

Uhlmann Investment Management, LLC (CHICAGO IL)

IL

03/06/2007 - 10/17/2017

ALTERNATIVE INVESTMENT SERVICES, LLC (CHICAGO IL)

IL

12/19/2013 - 03/30/2015

ATRIUM TRADING, INC (SCHAUMBURG IL)

NA

06/28/1995 - 03/29/1996

SWISS FINANCIAL SECURITIES, INC.

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Licenses & Designations

BOTH

Issued 01/16/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/21/2001

Series 27 - Financial and Operations Principal Examination

BC

Issued 02/26/2001

Series 24 - General Securities Principal Examination

BC

Issued 02/05/2001

Series 4 - Registered Options Principal Examination

BC

Issued 02/02/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Dana Baer.
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