Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Damian Taylor is a financial professional with over 25 years of experience in the securities industry. James is currently registered with Charles Schwab & CO., Inc. and has been with the firm since June 2015. Prior to joining Charles Schwab, James held positions at a variety of firms, including GFI Securities LLC, Kellogg Partners Institutional Services LLC, Churchill Capital USA, Inc., Tradition Asiel Securities Inc., Asiel & Co. LLC, Robb Peck McCooey Clearing Corporation, Oscar Gruss & Son, Incorporated, and Legend Securities, Inc. James holds the Series 7, Series 24, Series 55, and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
06/17/2015 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
NY
05/09/2011 - 10/12/2011
GFI SECURITIES LLC (NEW YORK NY)
NY
06/09/2008 - 12/31/2010
KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC (NEW YORK NY)
NY
07/25/2007 - 05/07/2008
CHURCHILL CAPITAL USA, INC. (NEW YORK NY)
NY
07/03/2000 - 12/04/2006
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
10/21/1996 - 07/03/2000
ASIEL & CO. LLC (NEW YORK NY)
NY
06/13/1995 - 09/06/1996
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NY
12/03/1990 - 06/19/1995
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NY
04/23/1990 - 12/08/1990
ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)
NA
04/29/1988 - 05/02/1989
LEGEND SECURITIES, INC.
BC
Issued 07/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure James Taylor is the right advisor for you? Invested Better is here to help.
