Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dalton Woodard is an investment advisor with over 30 years of experience. James is a registered representative with Oppenheimer & Co. Inc. James has also previously been employed by WELLS FARGO ADVISORS, LLC, JANNEY MONTGOMERY SCOTT LLC, KUHNS BROTHERS & LAIDLAW, INC., LAIDLAW, MARTIN & MOYSEY, INC., and BELLAMAH, NEUHAUSER & BARRETT, INC.. James has a series 7, 63, and 65 license. James's registrations are active in Arizona, California, Delaware, Florida, Georgia, Illinois, Maine, Maryland, New Jersey, Tennessee, Texas, Utah, Virginia, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/29/2010 - Present
Oppenheimer & Co. Inc. (CAPE CORAL FL)
VA
11/05/1999 - 02/02/2010
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
PA
12/23/1987 - 11/15/1999
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
NA
07/27/1981 - 01/20/1988
KUHNS BROTHERS & LAIDLAW, INC.
NA
03/12/1982 - 08/24/1982
LAIDLAW, MARTIN & MOYSEY, INC.
NA
11/01/1971 - 08/13/1981
BELLAMAH, NEUHAUSER & BARRETT, INC.
IA
Issued 03/18/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1971
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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