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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dale Warring is a financial advisor with Eaglestone Wealth Advisors, Inc. in Rockville, MD. James Dale Warring has been in the industry since March 1999 and has experience in a variety of areas including financial planning, portfolio management, and retirement planning. He is a Certified Financial Planner and a Personal Financial Specialist. James Dale Warring has worked at a number of firms throughout his career including DAI SECURITIES, LLC, TRIAD ADVISORS LLC, H. BECK, INC., 1ST GLOBAL CAPITAL CORP., and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER. James Dale Warring is a valuable resource for individuals and families seeking financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Consulting fees
1
2
MD
06/19/2012 - Present
Eaglestone Wealth Advisors, Inc. (ROCKVILLE MD)
MD
11/23/2020 - 05/15/2023
DAI SECURITIES, LLC (Rockville MD)
MD
09/01/2009 - 11/20/2020
TRIAD ADVISORS LLC (ROCKVILLE MD)
MD
04/12/2005 - 09/02/2009
H. BECK, INC. (ROCKVILLE MD)
TX
09/03/1999 - 05/06/2005
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
AZ
03/18/1999 - 08/31/1999
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
BOTH
Issued 03/17/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/17/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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