linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Dale Peters

BFC Planning, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Dale Peters

James Dale Peters is an investment advisor representative with BFC Planning, Inc. James has been in the industry since 2009. James holds the Series 7 and Series 63 securities licenses. James has a total of 12 state registrations, including Minnesota. In addition to his role with BFC Planning, Inc., James is an Alumni Advisory Board Member for the Sigma Chi Chapter at Minnesota State University Mankato, Vice President of a housing property near the University of St. Thomas, and a Partner in The Peters Family Partnership. Previously, James was registered with Securities America, Inc., SII Investments, Inc., and Ameriprise Financial Services, Inc.

Firm Information

James Peters is currently registered with BFC Planning, Inc.. BFC Planning, Inc. is an investment advisory firm headquartered in Cedar Rapids, Iowa. The firm has over 200 investment advisor representatives and manages over $1.8 billion in assets. They provide financial planning, portfolio management for individuals, and selection of other advisors. BFC Planning serves a variety of clients, including individuals, corporations, pension plans, and charitable organizations.
BFC Planning, Inc.

4201 42ND STREET NE

CEDAR RAPIDS, IA 52402

$1.84B

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Solicitor fee

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Peters’s Registration & Firm History

MN

05/24/2024 - Present

BFC Planning, Inc. (NORTH MANKATO MN)

MN

11/27/2017 - 06/03/2024

SECURITIES AMERICA, INC. (NORTH MANKATO MN)

MN

07/27/2015 - 11/28/2017

SII INVESTMENTS, INC. (NORTH MANKATO MN)

MN

12/21/2009 - 08/12/2015

AMERIPRISE FINANCIAL SERVICES, INC. (GAYLORD MN)

Not sure if James Dale Peters is right for you?

Licenses & Designations

BC

Issued 01/22/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Dale Peters. Review regulatory record here.
Not sure if James Dale Peters is right for you?