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James Dale Brown

THE Wealth Consulting Group

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About James Dale Brown

James Dale Brown is an active investment advisor representative and broker-dealer registered with THE Wealth Consulting Group. James has over 30 years of experience in the financial services industry. James holds the Series 6, 7, 63 and 65 licenses, and also has the Securities Industry Essentials (SIE) certification. James is also registered with the state of New Mexico as an Investment Advisor. James has worked for various firms and organizations, including New England Securities and LPL Financial, over the course of his career.

Firm Information

James Brown is currently registered with THE Wealth Consulting Group. THE Wealth Consulting Group is a Las Vegas-based financial advisory firm with over $5 billion in assets under management. The firm provides financial planning, pension consulting, selection of other advisers, and portfolio management services for individuals, businesses, and charitable organizations. They also offer a wrap fee program.
THE Wealth Consulting Group

8925 WEST POST ROAD

LAS VEGAS, NV 89148

$5.19B

Assets Under Management

742

Total Clients

115

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Brown’s Registration & Firm History

NM

12/03/2014 - Present

THE Wealth Consulting Group (ALBUQUERQUE NM)

NM

01/24/1989 - 11/14/2014

NEW ENGLAND SECURITIES (ALBUQUERQUE NM)

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Licenses & Designations

IA

Issued 12/27/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1999

Series 7 - General Securities Representative Examination

BC

Issued 12/30/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Dale Brown. Review regulatory record here.
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