Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Thibaut is an active investment advisor representative with MML Investors Services, LLC. James has been in the industry since July 3, 2017, and holds multiple licenses and registrations. James is also a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. James is registered in several states, including Louisiana, Texas, Alabama, Arizona, Arkansas, Colorado, Florida, Georgia, Michigan, Mississippi, Oklahoma, South Carolina, Tennessee, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
LA
11/13/2019 - Present
MML Investors Services, LLC (Covington LA)
LA
06/19/2017 - 03/20/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Mandeville LA)
BOTH
Issued 04/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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