Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sylvanus is a financial advisor with Northwestern Mutual Investment Services, LLC in Vernon Hills, Illinois. James is licensed to provide financial and investment advice in several states, including California, Illinois, Iowa, Louisiana, Michigan, Nevada, Texas, and Wisconsin. James earned the Series 63, Series 6TO, and SIE licenses. James has been in the financial services industry since November 12, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
IL
11/13/2019 - Present
Northwestern Mutual Investment Services, LLC (VERNON HILLS IL)
BC
Issued 07/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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