Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Potter is a financial advisor with over 30 years of experience in the industry. James has a wide range of experience, including working with clients at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and American Express Financial Advisors Inc. James is currently registered with LPL Financial LLC, where James offers a variety of financial services, including financial planning, portfolio management, and consulting. James also holds Series 7, Series 63, and Series 66 licenses, as well as a SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/06/2013 - Present
LPL Financial LLC (PLYMOUTH MI)
MI
03/19/2007 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (PLYMOUTH MI)
MI
11/01/2004 - 03/19/2007
CUNA BROKERAGE SERVICES, INC. (PLYMOUTH MI)
MI
09/10/2003 - 08/03/2004
CAMBRIDGE GROUP INVESTMENTS, LTD. (LANSING MI)
NJ
11/13/1998 - 07/21/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
03/05/1993 - 11/17/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/06/1992 - 02/11/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/1992 - 02/11/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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