Unclaimed
James Mussio is an advisor at Charles Schwab & CO., Inc. James has been in the industry since 1999. Prior to joining Charles Schwab & CO., Inc., James was an advisor at TD AMERITRADE, INC. James is registered with both FINRA and the state of Florida. James has a wide range of experience and is able to provide advice and services to a variety of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
03/02/2022 - Present
Charles Schwab & CO., Inc. (Tampa FL)
FL
02/06/2008 - 05/19/2024
TD AMERITRADE, INC. (Tampa FL)
CA
04/28/2005 - 01/30/2007
CHARLES SCHWAB & CO., INC. (LONG BEACH CA)
RI
02/27/2004 - 06/25/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MO
08/10/1998 - 10/31/2002
PATRICK FINANCIAL CORPORATION (ST LOUIS MO)
NA
07/17/1998 - 08/10/1998
PATRICK FINANCIAL CORPORATION
OH
05/05/1997 - 07/17/1998
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
RI
11/01/1995 - 05/05/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 05/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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