Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames D King is a financial advisor with over 15 years of experience in the financial services industry. James is currently registered with LPL Financial LLC and is licensed to provide investment advice in Florida. James has previously held positions at CUNA Brokerage Services, Inc., PNC Investments, CETERA Investment Services LLC, Wells Fargo Advisors, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. James holds the Series 66, Series 31, and Series 7 licenses. James' areas of specialization include financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/19/2022 - Present
LPL Financial LLC (Merritt Island FL)
FL
03/09/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Merritt Island FL)
FL
07/05/2017 - 03/08/2021
PNC INVESTMENTS (COCOA FL)
FL
02/20/2013 - 03/01/2017
CETERA INVESTMENT SERVICES LLC (ROCKLEDGE FL)
FL
11/29/2010 - 02/15/2013
WELLS FARGO ADVISORS, LLC (INDIAN HARBOUR BEACH FL)
FL
06/01/2009 - 12/15/2010
MORGAN STANLEY SMITH BARNEY (MELBOURNE FL)
FL
09/03/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ORLANDO FL)
BOTH
Issued 09/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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