Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames D Kelley is a financial advisor with J.p. Morgan Securities LLC, where James has been registered since July 29, 2019. James has been in the industry since May 8, 2014. James is also a Registered Representative with FINRA. James holds the Series 63, Series 99TO, SIE, and Series 7 licenses. In addition, James holds specializations in Fixed Income, Retirement Planning, Mutual Funds, Alternative Investments and Annuities. James has worked for J.p. Morgan Securities LLC before, from October 1, 2008 to October 28, 2011. James was previously employed by J.P. Morgan Securities Inc., from August 9, 2006 to October 1, 2008.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
07/29/2019 - Present
J.p. Morgan Securities LLC (New York NY)
NY
10/01/2008 - 10/28/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/09/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 11/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/29/2019
Series 99TO - Operations Professional Examination
BC
Issued 07/29/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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