Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jackson jr has been in the financial services industry since 2001 and is currently registered with Wells Fargo Clearing Services, LLC. Prior to that, James worked at Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated and Wachovia Securities, LLC. James is also registered in several states and holds multiple licenses, including Series 3, 7, 9, 10, 66, 99TO and SIE. James's areas of specialization include Investment Consulting Services to Institutional Clients, Financial Planning, Pension Consulting, Portfolio Management for Businesses, and Portfolio Management for Individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/28/2020 - Present
Wells Fargo Clearing Services, LLC (TOMS RIVER NJ)
NJ
03/04/2010 - 01/07/2020
WELLS FARGO CLEARING SERVICES, LLC (LAWRENCEVILLE NJ)
NJ
06/01/2009 - 03/11/2010
MORGAN STANLEY SMITH BARNEY (SHORT HILLS NJ)
NJ
01/04/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SHORT HILLS NJ)
NJ
07/01/2003 - 01/02/2008
WACHOVIA SECURITIES, LLC (SHORT HILLS NJ)
NY
02/06/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 10/16/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2010
Series 3 - National Commodity Futures Examination
BC
Issued 12/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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