Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames D Heeney is a financial advisor with over 20 years of experience in the industry. James has been registered with Commonwealth Financial Network since May 2014. Prior to that, James worked as a financial advisor for WELLS FARGO ADVISORS, LLC from 2008 to 2014 and A. G. EDWARDS & SONS, INC from 1999 to 2008. James is a registered representative in 13 states and a registered investment advisor in Kansas. James specializes in providing financial planning, investment management, and retirement planning services to individuals, families, businesses, and non-profit organizations. James is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
05/23/2014 - Present
Commonwealth Financial Network (OVERLAND PARK KS)
KS
01/01/2008 - 05/27/2014
WELLS FARGO ADVISORS, LLC (OVERLAND PARK KS)
KS
07/16/1999 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WICHITA KS)
BOTH
Issued 08/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2002
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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