Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gaither is a financial advisor who has been in the industry since 2010. James is currently registered with Wells Fargo Clearing Services, LLC, in St. Louis, MO. James has been with Wells Fargo Clearing Services, LLC since 2013 and previously worked for Edward Jones, First Clearing, LLC, and Wells Fargo Advisors Financial Network, LLC. James is licensed to provide investment advice in Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
09/16/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
11/18/2014 - 06/09/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
08/18/2011 - 09/16/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)
MO
03/29/2010 - 08/18/2011
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
03/31/2009 - 06/09/2009
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 04/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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