Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames D. Davis is an investment advisor representative with Independent Financial Partners, located in Columbia, TN. James has been in the financial industry for over 22 years and has extensive experience in investment advisory services. James has a Series 6, Series 7, Series 24, and Series 63, along with the SIE Exam. In addition to his role at Independent Financial Partners, James is also a limited partner in NORCARLA, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
TN
09/03/2024 - Present
Independent Financial Partners (Columbia TN)
TN
04/14/2010 - 05/23/2019
LPL FINANCIAL LLC (FRANKLIN TN)
TN
08/11/2008 - 04/27/2010
VALIC FINANCIAL ADVISORS, INC. (BRENTWOOD TN)
TN
09/22/2000 - 08/11/2008
LPL FINANCIAL CORPORATION (NASHVILLE TN)
IA
Issued 11/19/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/17/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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