Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames D. Closs is a registered representative with Nylife Securities LLC. James has been in the securities industry for over 8 years. James is also a Series 6 and SIE licensed representative. James's prior experience includes working with NYLIFE DISTRIBUTORS LLC and Nylife Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/28/2023 - Present
Nylife Securities LLC (NEW YORK NY)
NY
10/16/2018 - 07/31/2023
NYLIFE DISTRIBUTORS LLC (White Plains NY)
NY
05/14/2015 - 10/18/2018
NYLIFE SECURITIES LLC (MELVILLE NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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