Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McClure is a financial advisor with Northern Trust Securities, Inc., based in Sarasota, FL. James has been working in the financial services industry since 1991 and has a wide range of experience in providing investment advice. James is registered with the state of Florida. Northern Trust Securities, Inc. is a registered investment advisor and broker-dealer. The firm is known for providing a variety of investment services to clients, including individuals, families, businesses, and institutions. The firm's approach to investing is tailored to each client's specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
12/21/2020 - Present
Northern Trust Securities, Inc. (SARASOTA FL)
IL
06/18/1998 - 01/09/2020
MML INVESTORS SERVICES, LLC (CHICAGO IL)
NY
12/22/1995 - 05/20/1998
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
IN
05/23/1991 - 11/03/1995
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
05/23/1991 - 11/03/1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
IA
Issued 04/10/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/21/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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