Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cumings Johnson has been in the financial services industry since 2009. James is currently a Registered Representative with Fidelity Personal and Workplace Advisors and is licensed in Colorado and Texas. James also holds Series 63, 66, 7, 86, and 87 licenses and the SIE exam. Previously James worked at Bear, Stearns & Co. Inc., and Soundview Technology Corporation. James has a diverse background in the financial services industry with experience in portfolio management for individuals and businesses and financial planning. James is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NY
03/25/2004 - 04/24/2006
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
07/12/2001 - 03/19/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
BOTH
Issued 04/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/28/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/28/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
Active
Inactive
F
FINRA
N
New York Stock Exchange
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