Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Csernica is a financial advisor with over 15 years of experience in the industry. James is currently registered with Wells Fargo Securities, LLC in Charlotte, North Carolina. Prior to that, James held positions at several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, AXA Advisors, LLC and New England Securities. James has passed several industry exams, including the Series 7, Series 10, Series 24, Series 52TO and Series 66. James is also registered in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/18/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
06/07/2017 - 09/09/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NC
03/30/2015 - 03/04/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
04/23/2014 - 12/12/2014
AXA ADVISORS, LLC (CHARLOTTE NC)
NC
11/22/2013 - 12/13/2013
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NC
10/23/2013 - 12/13/2013
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
10/23/2013 - 12/13/2013
METLIFE SECURITIES INC. (CHARLOTTE NC)
NC
10/06/2006 - 09/24/2013
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
02/28/2005 - 08/04/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IL
05/24/2004 - 02/17/2005
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NJ
05/16/2003 - 04/16/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
BOTH
Issued 12/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Csernica is the right advisor for you? Invested Better is here to help.
