Unclaimed
James Crowell Cherry is a financial advisor with over 20 years of experience in the industry. Currently, James is a registered representative with Southstate|duncanwilliams Securities Corp. In the past, James worked with several prominent firms, including Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., and Fidelity Brokerage Services LLC. James holds licenses to sell securities in Arkansas, Florida, Kentucky, Tennessee, and Texas. James is a Series 6, 7, 63, 65, 66, 14, and 24 licensed professional. James can assist you with a wide array of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
02/21/2013 - Present
Southstate|duncanwilliams Securities Corp. (MEMPHIS TN)
TN
02/13/2013 - 02/20/2013
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/19/2012 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
03/09/2009 - 10/03/2012
DUNCAN-WILLIAMS, INC. (MEMPHIS (SHELBY) TN)
TN
04/11/2006 - 02/13/2009
FIDELITY BROKERAGE SERVICES LLC (GERMANTOWN TN)
TN
04/27/1999 - 03/09/2006
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NY
04/03/1998 - 04/28/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MA
04/21/1997 - 02/05/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/21/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BOTH
Issued 01/09/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/02/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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