Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Crossland Queen Jr. is a financial advisor registered with LPL Financial LLC. James has been working in the financial services industry since July 11, 1998. James is currently registered with the state of Pennsylvania as a Registered Representative and Investment Advisor Representative. James is also registered with FINRA as a Registered Representative. James is a Series 6, 7, 63, and 65 licensed professional. James has worked for several firms during his career including Ameriprise Financial Services, Inc., Transamerica Capital, Inc., TSC Distributors, LLC, Eaton Vance Distributors, Inc., and Fidelity Investments Institutional Services Company, Inc. James is a member of the National Ski Patrol. James offers financial planning, portfolio management for businesses and individuals, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/24/2022 - Present
LPL Financial LLC (SHIPPENVILLE PA)
PA
07/20/2018 - 02/06/2020
AMERIPRISE FINANCIAL SERVICES, INC. (SEWICKLEY PA)
CO
11/15/2016 - 02/27/2018
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
01/28/2013 - 12/02/2016
TSC DISTRIBUTORS, LLC (BOSTON MA)
MA
04/07/1997 - 11/06/2012
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
RI
08/04/1995 - 03/20/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 08/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/03/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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