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James Crompton

A.g.p. / Alliance Global Partners

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About James Crompton

James Crompton is a financial professional with over 3 years of experience in the financial services industry. James is currently registered with A.g.p. / Alliance Global Partners as an Investment Advisor Representative. Previously, James was affiliated with PTR, INC. in Collingwoood, New Jersey. James has passed several industry exams including the Securities Industry Essentials Examination, the Series 56 Proprietary Trader Qualification Examination, and the Operations Professional Examination. James specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, and Portfolio Management for Pooled Investment Vehicles. James is located in New York, NY.

Firm Information

James Crompton is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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James Crompton’s Registration & Firm History

NY

05/04/2021 - Present

A.g.p. / Alliance Global Partners (New York NY)

NJ

08/18/2015 - 02/21/2018

PTR, INC. (COLLINGSWOOD NJ)

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Licenses & Designations

BC

Issued 04/30/2021

Series 99TO - Operations Professional Examination

BC

Issued 02/21/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2015

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Crompton. Review regulatory record here.
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