Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Crawford Logan III is an investment advisor representative at Voya Retirement Advisors, LLC. James has been in the industry since 1997 and holds a Series 6, 7, 9, 10, 26, 66, and SIE license. James's current registration is active in Colorado, where he is also registered as an investment advisor representative. James specializes in providing financial planning and portfolio management services for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
04/30/2024 - Present
Voya Retirement Advisors, LLC (WINDSOR CT)
CO
01/28/2021 - 03/29/2024
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC (GREENWOOD VILLAGE CO)
CO
12/05/2018 - 01/29/2021
MESIROW FINANCIAL, INC. (Denver CO)
CO
06/20/2012 - 12/03/2018
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
09/24/2010 - 04/05/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
10/22/2009 - 07/23/2010
THE LEADERS GROUP, INC. (LITTLETON CO)
NJ
05/02/2007 - 11/29/2007
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
10/06/2003 - 05/14/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
PA
08/17/2001 - 06/30/2003
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
CA
08/27/1998 - 02/10/2000
PACIFIC MUTUAL DISTRIBURTORS, INC. (NEWPORT BEACH CA)
MA
03/05/1996 - 09/11/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
06/27/1994 - 11/21/1995
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NE
02/22/1989 - 06/10/1993
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
BOTH
Issued 05/22/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/31/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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