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James Cravens Collier

ALT Fund Distributors LLC

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About James Cravens Collier

James Collier is a financial professional with over 30 years of experience in the industry. James is currently registered with Alt Fund Distributors LLC. Previously James worked for Matrix Capital Group, Inc., MBSC Securities Corporation, BACAP Distributors, LLC, Stephens Inc., Fidelity Investments Institutional Services Company, Inc., and SEI Financial Services Company. James holds Series 7, 63 and 65 licenses, along with the SIE designation. James is registered to conduct business in Iowa, Kansas, Missouri, and Nebraska.

Firm Information

James Collier is currently registered with ALT Fund Distributors LLC. ALT Fund Distributors LLC is a Limited Liability Company formed in December 2007. The firm is registered in all 50 states and the District of Columbia and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Collier’s Registration & Firm History

NY

06/26/2015 - Present

ALT Fund Distributors LLC (New York NY)

NY

05/02/2013 - 04/28/2014

MATRIX CAPITAL GROUP, INC. (NEW YORK NY)

NY

03/26/2004 - 12/05/2012

MBSC SECURITIES CORPORATION (NEW YORK NY)

NC

01/01/2003 - 03/31/2004

BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)

AR

01/19/2001 - 01/01/2003

STEPHENS INC. (LITTLE ROCK AR)

RI

06/11/1991 - 02/08/2001

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

PA

10/19/1990 - 11/06/1990

SEI FINANCIAL SERVICES COMPANY (OAKS PA)

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Licenses & Designations

IA

Issued 02/02/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Cravens Collier.
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