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James Cranford Dobbs

Arkadios Capital

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About James Cranford Dobbs

James Cranford Dobbs is a financial advisor at Arkadios Capital. James has been in the industry since 1999. James is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and a principal. James is also registered in 18 states. James's areas of expertise include securities, investment company products, and variable contracts.

Firm Information

James Dobbs is currently registered with Arkadios Capital. Arkadios Capital is a Limited Liability Company that was formed in 2015 and is registered in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Dobbs’s Registration & Firm History

GA

08/01/2019 - Present

Arkadios Capital (Atlanta GA)

GA

03/06/2019 - 08/08/2019

CONCORDE INVESTMENT SERVICES, LLC (SUWANEE GA)

CA

05/04/2018 - 01/24/2019

CR CAPITAL DISTRIBUTORS, LLC (NEWPORT BEACH CA)

CO

04/20/2010 - 03/19/2018

NORTHSTAR SECURITIES, LLC (GREENWOOD VILLAGE CO)

CO

04/05/2010 - 05/25/2010

WELTON STREET INVESTMENTS LLC (ENGLEWOOD CO)

IL

11/27/2007 - 02/05/2010

INLAND SECURITIES CORPORATION (OAK BROOK IL)

GA

07/30/2003 - 11/01/2007

WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)

MO

10/01/2000 - 07/18/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

01/13/1999 - 10/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 01/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/27/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/26/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/12/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Cranford Dobbs. Review regulatory record here.
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