Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stevenson is a financial advisor with FHN Financial Securities Corp. James has been in the industry since January 12, 2001. James has held previous roles with Coastal Securities, Inc., Calton & Associates, Inc., Vining Sparks, BOSC, Inc., TD Waterhouse Investor Services, Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. James is currently registered with the state of Arkansas. James has passed the Series 66, Series 7 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AR
04/01/2017 - Present
FHN Financial Securities Corp. (LITTLE ROCK AR)
AR
03/25/2011 - 04/01/2017
COASTAL SECURITIES, INC. (LITTLE ROCK AR)
AR
01/04/2011 - 03/23/2011
CALTON & ASSOCIATES, INC. (LITTLE ROCK AR)
AR
01/14/2008 - 08/18/2010
VINING SPARKS (LITTLE ROCK AR)
AR
05/03/2001 - 12/20/2007
BOSC, INC. (LITTLE ROCK AR)
NE
01/24/2001 - 04/10/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
MN
05/25/2000 - 12/06/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/25/2000 - 12/06/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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