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James Craig Schachtel

Prudential Investment Management Services LLC

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About James Craig Schachtel

James Craig Schachtel is a financial professional with over 27 years of experience in the financial services industry. James has a strong background in securities and investment advisory services. James is currently registered with Prudential Investment Management Services LLC and has held previous positions with LAZARD ASSET MANAGEMENT SECURITIES LLC and LAZARD FRERES & CO. LLC. James holds several industry licenses including Series 7, Series 24, Series 3, Series 31, Series 63, Series 65, and the SIE Exam.

Firm Information

James Schachtel is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Schachtel’s Registration & Firm History

NJ

12/19/2023 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

04/01/2004 - 11/28/2023

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

NY

09/19/1996 - 04/01/2004

LAZARD FRERES & CO. LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/30/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/24/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2017

Series 3 - National Commodity Futures Examination

BC

Issued 10/11/2012

Series 31 - Futures Managed Funds Examination

BC

Issued 09/18/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for James Craig Schachtel. Review regulatory record here.
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