Unclaimed
James Hardin is a financial advisor who is registered with Burch & Company, Inc. in Kansas City, Missouri. James has a wide range of experience in the financial services industry, having previously worked at Deer Isle Capital, LLC in East Hampton, New York, Emerson Equity LLC in Charlotte, North Carolina, and Equus Financial Consulting LLC in New Canaan, Connecticut. James holds a number of licenses and certifications, including the Series 63, Series 65, SIE, Series 62, Series 79, and Series 82 exams. James is a highly experienced and knowledgeable financial advisor who is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
04/26/2024 - Present
Burch & Company, Inc. (KANSAS CITY MO)
NY
04/03/2020 - 05/29/2024
DEER ISLE CAPITAL, LLC (EAST HAMPTON NY)
NC
08/28/2015 - 03/31/2020
EMERSON EQUITY LLC (Charlotte NC)
CT
02/23/2015 - 08/29/2015
EQUUS FINANCIAL CONSULTING LLC (NEW CANAAN CT)
IA
Issued 02/23/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2015
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/08/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/21/2015
Series 82 - Limited Representative-Private Securities Offerings
Active
Inactive
F
FINRA
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