Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Craig Coleman is a financial advisor who has been in the industry for over 40 years. James is currently registered with Mutual Advisors, LLC in Ojai, California, and Omaha, Nebraska. James has previously worked with a number of other firms, including Mutual Securities, Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., Prudential Securities Incorporated, E. F. Hutton & Company Inc, Sutro & Co. Incorporated, and Kidder, Peabody & Co. Incorporated. James holds a Series 3, Series 7, and Series 63 license. James is a financial planner and provides financial advice to individuals, businesses, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/01/2013 - Present
Mutual Advisors, LLC (Ojai CA)
CA
01/23/2009 - 07/11/2023
MUTUAL SECURITIES, INC. (VENTURA CA)
CA
07/31/1993 - 02/10/2009
CITIGROUP GLOBAL MARKETS INC. (OXNARD CA)
NY
03/15/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/13/1986 - 03/17/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
08/03/1984 - 11/15/1984
E. F. HUTTON & COMPANY INC
NA
06/06/1983 - 08/02/1984
SUTRO & CO. INCORPORATED
NA
05/26/1983 - 05/31/1983
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 08/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1986
Series 3 - National Commodity Futures Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
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