Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Craig Ardissono is a financial advisor with over 28 years of experience in the industry. James is currently registered with Raymond James Financial Services Advisors, Inc. James has previously been registered with WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CITIGROUP GLOBAL MARKETS INC., and U.S. BANCORP PIPER JAFFRAY INC. James holds the Series 63, 65, 7, 8, 9, 10, and SIE licenses. James is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
11/01/2019 - Present
Raymond James Financial Services Advisors, Inc. (ISSAQUAH WA)
WA
04/09/2009 - 11/05/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ISSAQUAH WA)
WA
08/31/2001 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (BELLEVUE WA)
MN
02/15/1995 - 09/20/2001
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
IA
Issued 02/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Ardissono is the right advisor for you? Invested Better is here to help.
