Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cotrel is a securities professional with over 20 years of experience in the financial services industry. James is currently registered with Broadridge Business Process Outsourcing, LLC in Newark, NJ. James holds the Series 7, Series 63, Series 99TO, and SIE licenses. James has previously been registered with Ridge Clearing & Outsourcing Solutions, Inc. and National Investor Services Corp. James has been active in the industry since May 25, 2003.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/11/2013 - Present
Broadridge Business Process Outsourcing, LLC (Newark NJ)
NJ
05/31/2005 - 06/01/2012
RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC. (JERSEY CITY NJ)
NE
10/15/2002 - 06/15/2005
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
BC
Issued 02/10/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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