Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cosmo Ciocia is a financial advisor who has been working in the industry since 1987. James is currently registered with Cetera Investment Advisers LLC in both Florida and Texas. James is also a Certified Public Accountant (CPA) and owns Generations Tax & Wealth Management, a wealth management firm. James is also an insurance agent for Universal Financial Consultants.
TAMPA, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
08/05/2021 - Present
Cetera Investment Advisers LLC (TAMPA FL)
FL
11/22/2013 - 12/22/2020
NATIONAL SECURITIES CORPORATION (TAMPA FL)
FL
04/08/1999 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (TAMPA FL)
AZ
11/19/1989 - 05/06/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/01/1994 - 11/06/1998
JT SECURITIES INC. (GREAT NECK NY)
NA
09/27/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
03/18/1988 - 01/02/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
NA
03/10/1988 - 01/02/1989
EQUICO SECURITIES, INC.
NA
01/01/1988 - 03/09/1988
LIFE PLANNING INC.
BOTH
Issued 11/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
BC
Issued 11/4/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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