Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames O'Day is a financial professional with over 14 years of experience in the financial services industry. James is currently a registered representative with Citizens JMP Securities, LLC. James has a broad range of licenses and qualifications, including Series 7, 24, 55, 57TO, and 63. James is registered in several states, including California, Connecticut, Massachusetts, New Jersey, New York, Rhode Island, and Vermont. James is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
02/19/2009 - Present
Citizens JMP Securities, LLC (BOSTON MA)
BC
Issued 03/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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