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James Cornell

Virtus Investment Advisers, Inc.

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About James Cornell

James Cornell is a registered representative of Virtus Investment Advisers, Inc. with 4 years of experience in the financial services industry. James Cornell is currently registered in Connecticut, Georgia, New Jersey, and New York. James Cornell has passed the Series 6, Series 7TO, Series 63, and Series 66 exams. Previously, James Cornell was associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, INVESCO DISTRIBUTORS, INC. and BRIGHTHOUSE SECURITIES, LLC.

Firm Information

James Cornell is currently registered with Virtus Investment Advisers, Inc.. Virtus Investment Advisers, Inc. is an investment advisor registered with the SEC. Located in HARTFORD, CT, the firm primarily serves investment companies, managing $53,982,609,839 in assets for 105 clients. Virtus Investment Advisers, Inc. also provides selection of other advisors and other advisory services.
Virtus Investment Advisers, Inc.

ONE FINANCIAL PLAZA

HARTFORD, CT 06103

$53.98B

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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an employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

An employee of an affiliate is contracted w/ cnbc media as host or guest providing market commentary.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Cornell’s Registration & Firm History

GA

10/18/2022 - Present

Virtus Investment Advisers, Inc. (ATLANTA GA)

GA

12/01/2021 - 09/27/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)

GA

05/11/2020 - 06/11/2021

INVESCO DISTRIBUTORS, INC. (ATLANTA GA)

NC

09/27/2018 - 05/11/2020

BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)

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Licenses & Designations

BOTH

Issued 07/25/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/21/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Cornell.
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