Unclaimed
James Coriell Bailey is a registered representative with Broadridge Business Process Outsourcing, LLC. James has been in the securities industry since September 15, 2010. James has passed the Series 7 and SIE exams. James was previously registered with Barclays Capital Inc. from September 15, 2010 to December 19, 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/01/2014 - Present
Broadridge Business Process Outsourcing, LLC (Edgewood NY)
NY
09/15/2010 - 12/19/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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