Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Corey Williams is a financial professional with over 15 years of experience in the financial services industry. James is currently registered with Securian Financial Services, Inc. in Minnesota and Pennsylvania. James has held prior positions with Lincoln Financial Distributors, Inc. and AXA Distributors, LLC. James is a Series 6 and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MN
08/10/2023 - Present
Securian Financial Services, Inc. (ST PAUL MN)
MN
08/04/2020 - 04/17/2023
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
09/28/2016 - 08/16/2018
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
PA
10/06/2014 - 01/04/2016
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
NC
05/04/2010 - 09/30/2014
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
12/10/2004 - 01/20/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
BC
Issued 08/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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