Unclaimed
James Corey Hock is a financial advisor who has been in the industry since 2003. James is currently registered with Natixis Advisors, LLC and is licensed in Massachusetts, Indiana, Kentucky and Ohio. James is a Series 7 and Series 66 licensed professional, in addition, James holds the SIE designation. James's previous experience includes a role with UBS Financial Services Inc. James has worked in the financial services industry for over 20 years. James has experience in portfolio management and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Overlay portfolio management and model research provider.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A percentage of wrap sponsor fees.
1
2
MA
07/29/2005 - Present
Natixis Advisors, LLC (BOSTON MA)
NJ
02/20/2003 - 07/29/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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